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Course Details

(Webinar via Zoom) Regulatory Update - Insider Dealing
Donald Lai, Contributing Editor to Securities and Futures Ordinance (Cap 571): Commentary and Annotations (2019 Edition)
Date: 20 April 2021 (Tuesday)
Time: 2:30pm - 5:45pm
Level: I (Intermediate)
For delegates who have prior knowledge of the subject area
Language: English
Fee: HK$ 1,700
Accreditation: 3 CPD pts (Accredited by The Law Society of Hong Kong)
Ref: L21SF04
Venue: Webinar Course
Presenter's Biography:

Donald is a solicitor, certified public accountant and chartered company secretary. He spent most of his career in a statutory body. After earning his first degree in business administration in Canada, Donald obtained a part-time LLB degree with first-class honours at the City University of Hong Kong. In 2017, Donald completed the LLM program in Corporate and Financial Laws and graduated with distinction from the University of Hong Kong. Donald specialises in securities laws and is one of the contributing editors of the 2018 and 2019 editions of the SFO: Commentary and Annotations.
 
Objective:

This seminar will refresh the understanding on the legal framework governing insider dealing under the Securities and Futures Ordinance (Cap.571). By reviewing the recent cases on insider dealing and SFC's investigative powers, this seminar provides a regulatory update on the recent development on insider dealing.
 
Outline:

  • Insider dealing regime under the SFO

  • Insider Dealing cases

  • Updated cases on SFC investigative power

  • Global update on insider dealing

  • Practical internal control procedures against insider dealing

 
Category: Regulatory & SFC Compliance
Course Booking Terms & Conditions

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Upcoming Courses
20 April 2021 (Tue)
2:30pm - 5:45pm
(Webinar via Zoom) Regulatory Update - Insider Dealing
[L21SF04]
21 April 2021 (Wed)
2:30pm - 5:45pm
(Webinar via Zoom) Chinese Custom and Law in Hong Kong and the Curious Case of the Chinese Customary Trust
[L21OT03]
23 April 2021 (Fri)
2:30pm - 5:45pm
(Webinar via ZOOM) Recent Developments in Company Law
[L21CC03]
27 April 2021 (Tue)
2:30pm - 5:45pm
(Webinar via Zoom) Setting up and operating a Cayman Islands Hedge Fund
[L21OJ02]
28 April 2021 (Wed)
2:30pm - 5:45pm
(Webinar via Zoom) Connected Transaction
[L21CF01]
29 April 2021 (Thu)
2:30pm - 5:45pm
(Webinar via Zoom) (RME Elective) Risk Management: Money Laundering, the Hong Kong Solicitor and Practice Direction P
[L21CC04]
30 April 2021 (Fri)
2:30pm - 5:45pm
(Webinar via Zoom) Road Traffic Offence and Practical Guide
[L21CL01]
7 May 2021 (Fri)
2:30pm - 5:45pm
(Webinar via Zoom) A Practical Guide to Calculating Damages for Personal Injury Cases
[L21PI02]
11 May 2021 (Tue)
2:30pm - 5:45pm
(Webinar via Zoom) Real Estate Joint Ventures: Waterfall Structures, Developer Promote, IRR Lookback, Clawback and Catchup
[L21PV01]
14 May 2021 (Fri)
2:30pm - 5:45pm
(Webinar via ZOOM) Update on Insolvency and Cross-Border Insolvency
[L21CC05]
18 May 2021 (Tue)
2:30pm - 5:45pm
(Webinar via Zoom) Balancing Reserved Powers with Fiduciary Duties- the practical and other issues
[L21TP03]
21 May 2021 (Fri)
2:30pm - 5:45pm
(Webinar via ZOOM) Basic Accounting for Lawyers
[L21FA01]

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